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Account Opening Minimum |
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Value |
| Account opening minimum balance |
$10,000.00 |
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Commission Schedule |
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Over the Counter |
Listed |
| Up to 1000 shares |
$29.95 |
$34.95 |
| Over 1000 shares* |
$29.95 + 3c/share thereafter |
$34.95 + 3c/share thereafter |
| *Only additional shares (over 1000) get charged 3 cents/share |
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| Stock Price less than or equal to $0.50 |
$34.95 + 3% of principal amount |
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Options
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| Up to 10 contracts |
$19.95 + $5 /contract with minimum of $29.95 per ticket |
| 11-50 contracts |
$19.95 + $4 /contract |
| Over 50 contracts |
$19.95 + $3 /contract |
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Broker-assisted Trades
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Stocks
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| Up to 1000 shares |
$49.95 |
| Over 1000 shares |
$49.95 + 3c/share thereafter |
| Stock Price =< $0.50 |
$49.95 + 3% of principal amount |
Options
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| Up to 10 contracts |
$44.95 + $5/contract |
| 11 - 50 contracts |
$44.95 + $4/contract |
| Over 50 contracts |
$44.95 + $3/contract |
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Fee Schedule |
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Value |
| Annual maintenance fee |
$135 |
| Annual inactive-account custody fee** |
$250 |
| Wired Funds Fee |
$25 |
| Opition Exercise & Assignment notification fee |
$25 |
| Copy of Previous Statements |
$5 per statement |
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| **Inactive-account custody fees are assessed to accounts defined as inactive, i.e. accounts holding a security position for a calendar year (January 1 - December 31) without generating a trade, or free credit/margin interest of $100 or more. SAMBA reserves the right to charge this fee on a pro rata basis for accounts that terminate their relationship with SAMBA. |
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